Associate Jobs in Jersey City, NJ - NOW HIRING

23,446 jobs found

- Lord Abbett
- Jersey City, NJ
$90,000 - $110,000
The Compliance Associate for the Broker Dealer is responsible for ensuring there are strong controls, policies, and procedures in place to ensure that all aspects of Distribution are covered. The Compliance Associate will manage day-to-day ...
Commission
Risk Management Framework (RMF)
Retirement Plan
PowerPoint
Excel
16 days ago
- Makonis
- Jersey City, NJ 07399
$150,000 - $200,000a year
The Associate Director - Compliance role is a senior-level position within a leading biopharmaceutical company that specializes in developing and manufacturing innovative therapeutics. This role is critical in ensuring regulatory compliance, risk ...
Full-Time
Health Insurance
Parental Leave
Vision Insurance
Tuition Assistance
NEW
1 day ago
- RBC
- Jersey City, NJ 07399
$137,114a year
Associate Director, Financial Control & FRB/OCC Regulatory Reporting Job Description Associate Director, Financial Control & FRB/OCC Regulatory Reporting, RBC Capital Markets, LLC, Jersey City, NJ: Lead the Federal Reserve Bank Regulatory Reporting ...
Full-Time
401(k)
Health Insurance
Disability Insurance
NEW
Today
- Eikon Therapeutics
- Jersey City, NJ
$174,000 - $190,000a year
We are currently recruiting an Associate Director, Clinical Data Management who is responsible for timely and high-quality data management deliverables supporting the Eikon portfolio. The Associate Director, Clinical Data Management is also ...
Full-Time
Dental Insurance
Parental Leave
Paid Time Off
Wellness Reimbursement
Vision Insurance
NEW
5 days ago
- Mitsubishi Tanabe Pharma
- Jersey City, NJ 07310 (The Village / Horseshoe / Newport area)
$129,000 - $220,000a year
The Associate Director, Medical Affairs, Movement Disorder/Parkinsons Disease will be responsible for supporting the development and implementation of the Medical Scientific Strategy for Parkinsons disease in the US. ... In addition, the Associate ...
Life Insurance
Health Insurance
PharmD
Medical Affairs
Doctoral Degree
NEW
1 day ago
- Prescient Healthcare Group
- Jersey City, NJ 07302 (Pavonia / Harsimus / Exchange Place area)
$155,000 - $180,000a year
As an Associate Director, you will be working across a mix of primary market research and strategy consulting projects that draw from competitor, customer, medical and commercial insights. ... Prescient is looking for a seasoned consultant to join ...
Full-Time
Health Insurance
401(k)
Paid Time Off
401(k) Matching
Dental Insurance
NEW
1 day ago
- Kellton
- Jersey City, NJ 07399
Up to $60,000a year
Business Development Associate – Staffing Division Location: Jersey City, NJ (Hybrid) Salary: Up to $60K plus commission Company Overview: Kellton is a global technology company, home to 1,800+ minds across 7 countries, delivering industry-leading ...
Commission
Health Insurance
401(k)
Paid Time Off
NEW
1 day ago
- Citi
- Jersey City, NJ
$78,320 - $109,280a year
The Sec & Derivat Intmd Assoc Analyst is an entry level position responsible for processing orders and transactions originating from trading desks and branch offices in coordination with the Operations - Transaction Services team.
Full-Time
Entry Level
Paid Time Off
Disability Insurance
Health Insurance
NEW
Today
- Promote Project
- Jersey City, NJ 07399
- Remote
$165,000 - $180,500a year
Associate Director Clinical Supply Chain Location Jersey City, New Jersey, United States Description Position The Associate Director, Clinical Supply Chain manages investigational medicinal product supplies for the trials in EikonTx’s global ...
Contract
Parental Leave
Paid Time Off
Wellness Reimbursement
Vision Insurance
401(k)
NEW
1 day ago
- Lord Abbett
- Jersey City, NJ
$90,000 - $105,000
The Personal Account Management (PAM) Associate is responsible for supporting the PAM Specialists in an effort to enrich existing client relationships and close Separately Managed Account (SMA) business. Individuals in this role are required to ...
Commission
Retirement Plan
Excel
18 days ago
- JPMorgan Chase
- Jersey City, NJ 07399
$77,900 - $120,000a year
We are seeking an experienced Associate to join our front office recruiting team. As an Associate Recruiter in Commercial Investment Banking (CIB), you will play a key role in ensuring hiring managers are best positioned to attract, source and ...
Commission
Tuition Reimbursement
Bachelor's Degree
NEW
Today
- Yoh, A Day & Zimmermann Company
- Jersey City, NJ 07399
$122,500 - $175,000a year
Seeking a Market Risk Associate Director with a strong quantitative background. This role focuses on equity market risk analysis and requires expertise in quantitative risk models such as VaR, Monte Carlo analysis, and Expected Shortfall.
SQL
NEW
1 day ago
- Physician Group of New York
- Jersey City, NJ 07399
$265,000a year
Physician Affiliate Group of New York (PAGNY) is adding a Associate Director of CPEP to the department at NYC Health + Hospitals/Jacobi. ... The CPEP Associate Director will be responsible for the following duties under the direct supervision of the ...
Full-Time
401(k) Matching
Life Insurance
Paid Time Off
401(k)
NEW
1 day ago
- PSA
- Jersey City, NJ 07399
$22.5an hour
We're looking for a Client Services Associate to join our Customer Experience team to provide world class customer care to our customers around the world. ... Associates Degree or equivalent preferred and/or 4+ years Customer Care/hospitality ...
Employee Discount
Full-Time
Flexible Schedule
401(k) Matching
Health Insurance
Holiday Pay
Dental Insurance
Paid Time Off
NEW
1 day ago
- Madison-Davis, LLC
- Jersey City, NJ 07399
Up to $130,000a year
A prominent global corporate bank based in Jersey City, is seeking to hire a "Corporate Compliance Monitoring and Testing Associate" to join their team. This position follows a hybrid work schedule (2-3 days in the office) and offers a competitive ...
NEW
1 day ago
- McNeil & Co
- Jersey City, NJ 07399
- Remote
$79,900 - $107,900a year
Government Affairs Associate Apply - remote type: Hybrid Working locations: Jersey City, NJ United States of America; Garden City, NY United States of America time type: Full time posted on: Posted 2 Days Ago job requisition id: R24_1168 With a ...
Full-Time
PowerPoint
Excel
10 days ago
- Physician Group of New York
- Jersey City, NJ 07399
$375,000a year
Physician Affiliate Group of New York (PAGNY) is adding a Director of Advanced Endoscopy/Associate GI Fellowship Program Director to the group at NYC Health + Hospitals/South Brooklyn Health. ... Associate Fellowship Program Director: Maintain ...
Full-Time
Paid Time Off
401(k) Matching
401(k)
Life Insurance
NEW
1 day ago
- Makonis
- Jersey City, NJ 07399
$120,000 - $200,000a year
Associate Director (Compliance Operation) 2 days ago Be among the first 25 applicants Client: A Leading Pharma Manufacturing Brand Work Location: Jersey City, NJ Base Pay Range: $120,000. 00/yr - $200,000. 00/yr Must have skill: Knowledge of the ...
Full-Time
NEW
1 day ago
- Uniqlo Co., Ltd
- Jersey City, NJ 07399
- Remote
$15.5an hour
Reporting to the Store Manager, the Sales Associate is the customer service specialist of the store. They are responsible to exceed customer expectations by listening to customer needs, finding products that meet their needs, providing in depth ...
Full-Time / Temporary
Flexible Schedule
Short Term Disability Insurance
401(k)
Paid Time Off
High School Degree
Health Insurance
NEW
1 day ago
- Jobleads-US
- Jersey City, NJ 07399
- Remote
$120,000 - $150,000a year
Data Serving (Data Management, Data Analytics), Associate Vice President ... We do not discriminate on the basis of race, color, national origin, religion, gender expression, gender identity, sex, age, ancestry, marital status, protected veteran and ...
Full-Time
Azure
SQL Server
SQL
Oracle
Retirement Plan
16 days ago

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Compliance Associate, Broker Dealer

Apply on Company Site

Company
Lord Abbett
Location
Jersey City, NJ
Salary
$90,000 - $110,000

Commission

Risk Management Framework (RMF)

Retirement Plan

PowerPoint

Excel

Description

The Role

About Lord Abbett:

Founded in 1929, Lord Abbett is an independent firm with a singular focus on the management of money. Over the course of our history, we’ve earned a sterling reputation for our leadership, influence, and innovation in the asset management industry. Today, our independent perspective, our commitment to active management, and our intelligent product design continue to make us relevant to individual and institutional investors.

From the very beginning, we’ve recognized that our people are our greatest asset. As an investment-led, investor-focused firm, we value intellectual curiosity, teamwork, and collaboration across the organization.

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We’re looking for people with a keen interest in working for a trusted leader in the asset management industry, a desire to expand their knowledge, and a passion for delivering a client experience that exceeds expectations.

Now that you know our history, are you ready to be part of our future?

Job Overview:

The Compliance Associate for the Broker Dealer is responsible for ensuring there are strong controls, policies, and procedures in place to ensure that all aspects of Distribution are covered. The Compliance Associate will manage day-to-day operations of the BD but also assist with larger projects ranging from updating manuals, responding to regulatory exams, and overseeing the FINRA filing process for marketing materials. The Associate will work closely with various stakeholders in Client Service, Marketing, Legal, and Infrastructure Technology.

We’ll trust you to:

Handle FINRA Gateway filings, ranging from amending U4s, U5s, Form BR/BD, while serving as the SAA
Manage the onboarding process for new employees by creating new U4 paperwork, process fingerprinting, ensuring all registrations are current or updated as necessary
Oversee management and programming of third-party platform Lord Abbett uses for marketing review
File marketing material with FINRA and work with stakeholders if there are comments or issues with filings
Occasionally review and approve marketing materials
Evaluate the adequacy of policies, procedures, and internal controls based on regulatory changes and assist in making changes as necessary
Assist with the annual testing/review required for the 3130 report
Responsibility to ensure that all activities and duties are carried out in full compliance with regulatory requirements, enterprise-wide risk management framework and in accordance with internal policies and procedures
Perform ad hoc projects or tasks as assigned by the Team Leader

You'll need to have:

3-5 years of experience in Compliance, preferable with a broker dealer
Experience with FINRA Gateway, AREF, some marketing review experience
FINRA licenses (SIE, 7, 24) or strong desire to grow within the Compliance field and plan to obtain licenses
Four Year College Degree or equivalent experience in the industry
Advanced proficiency in Microsoft Office (i.e., MS-Word, MS-Excel, MS-Access, MS-PowerPoint and MS-Outlook)
Strong writing, analytical, decision making/problem solving and communication skills
Strong organizational and time management skills

Why Lord Abbett?

Lord Abbett is a leading global independent, privately held investment management company. We are active managers and invest where we believe we have a repeatable edge and can deliver alpha for our clients. Our vision is to be the most respected asset manager in the world, admired for our people, our performance, our relationships, and our organizational agility. This inspires the three pillars of our culture.

Principles-Led - We empower our leaders to create an environment of trust.
Performance-Oriented - We inspire our people to embody our values, excellence, responsibility, transparency & collaboration.
Purpose-Driven - We instill a passion for always putting our clients' interests first.

We are honored to have earned recognition as one of the Best Places to Work in Money Management by Pensions & Investments and scored 100% on the Human Rights Campaign’s Corporate Equality Index, a measure of LGBTQ+ workplace equality.

Compensation Information: Annual base salary for this role is $90,000 - $110,000. Salary is estimated for this role. Actual pay may be different.

Discretionary Bonus: Role may be eligible to receive an annual discretionary bonus. Discretionary bonuses are determined by several factors including, but not limited to, firm, team, and individual performance.

Benefits: Lord Abbett is committed to offering a competitive total rewards package to all eligible employees. Offerings include competitive total compensation, retirement plans, competitive health and well-being plans. To learn more about what we offer, please visit Careers | Lord Abbett

Lord Abbett is an equal employment opportunity employer. We are committed to providing equal employment opportunities to all qualified individuals without regard to the following legally protected characteristics: race, color, religion, sex, pregnancy, national origin, age, physical or mental disability, marital status, sexual orientation, sexual identity, caregiver status, military/veteran status, or any other characteristic protected by local, state or federal law. All employment decisions at Lord Abbett are based solely on the applicant’s relevant experience, skills and qualifications.

Important notice to Search Firms - Please Read Carefully

Without prior written agreement, Lord Abbett does not accept unsolicited submissions from employment agencies, search firms, placement services, or any similar provider (“Search Firms”) for employment opportunities. All candidates submitted by Search Firms to any employee or partner at our company without a written Search Firm agreement in place will be deemed the sole property of our company. In such circumstances, no fee, commission, or other compensation will be paid to such Search Firm in the event a candidate is hired by our company. To the extent a Search Firm has a written agreement in place, all introductions are position specific and should be directed to HR or the hiring manager, so we kindly request no unsolicited phone calls or emails.

: Location
Jersey City, NJ

: OTHER

: Company
Lord Abbett

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